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Trading Platforms

Increase accuracy and efficiency with automated fund trading

Stay compliant and optimize trade processing with Broadridge's specialized trading platform for retirement services providers. Reduce trade errors, improve back-office efficiency and increase transparency between your wealth management firm and its intermediaries.

Straight through processing of mutual funds

Our complete platform automates fund trading, reconciliation and dividend and income processing for improved accuracy, greater efficiency and reduced cost.

Straight Through Processing

Automated Fund Trading and Clearing

Trust Accounting Integration

Up-to-Date Funds Menu

Current and Late-Day Processing

A truly automated solution for fund trading

Our technology works with the NSCC's Fund/SERV Networking and the Defined Contribution Clearing and Settlement (DCCS) to provide true, straight-through trade processing.

Learn More About Our Broker-Dealer Platform Services

Plan Level Data Feed

Creates a "window" into broker-dealer activity

Ensure oversight and give advisors a powerful compliance process, while providing firms with a competitive advantage
View plan asset values and gain a deeper understanding of investment activity

Level Compensation

Provide greater clarity and transparency on investment line ups

Assure SEC-registered broker-dealers that all available investment options will pay a levelized compensation

Sales Enablement

Give advisors resources to drive growth

Align strategic revenue initiatives to sales execution with a one-stop solution, including point-of-sale materials, investment policy statements, enrollment kits and plan-level data

See Product Specifications

Video

ModelTool(k)it Video Overview

ModelTool(k)it is a comprehensive modeling and unitization solution for mutual fund and ETF based portfolios. Easy-to-use and efficient, ModelTool(k)it’s interface and innovative technology offers 401(k) plan professionals a resource to quickly administer and implement managed accounts. The ModelTool(k)it makes the complex model management process easier, can fill in the gaps and help you grow your business.

How We Can Help

Trusted by firms of all sizes

30K

New mutual fund accounts each month.

Major and independent broker-dealers use one or more Broadridge Trading Platform services.

Schedule a demo

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