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Document Composition and SEC Filing

Create, manage and distribute financial disclosure documents

When you need to satisfy regulatory requirements, we can provide expertise and tools to drive accuracy and efficiency through the process. We can help you create, manage and file your SEC disclosures quickly and easily.

An end-to-end solution from a single, trusted partner

Next-generation technology backed by deep expertise drives efficient workflows, automates time-intensive tasks, improves turnaround time and reduces cost. Our combination of services and proprietary tools helps you create, manage and file financial disclosure documents easily and confidently.

Document Composition

EDGAR and SEC Filing

Print and Investor Distribution

Virtual Data Room

Faster turnaround times

Transparent billing

Document Composition and SEC Filing

When it comes to compliance documents, the details matter. Automating intensive tasks like blacklining, TOC updates and repagination helps to maintain accuracy while driving faster turnarounds at a lower cost. We bring the experience and scale of one of the largest EDGAR filing agents in the world.

Video

SEC Disclosures, Simplified

Keep up with regulations and the speed of business without sacrificing accuracy. Explore a faster, easier way to create, manage and file disclosures.

How We Can Help

Managing more capital markets disclosures

66K+

EDGAR filings processed each year.

33%

Of SEC filings leverage our software or services.

>2B

Shareholder communications distributed annually.

Webinar

Disclosure Effectiveness and Shareholder Engagement in the Digital Era

Press Release

Broadridge Enhances Document Composition and Compliance Reporting Capabilities, Acquires Summit Financial Disclosure, LLC

Resource

Corporate Issuer Insights

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22c-2 Compliance

Advisor Resource Center

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

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Broadridge Alternative Investments Hub

Broadridge Global Custody Solutions

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Data Management, Analytics and Reporting

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Distributed Marketing Solution

Distribution 360